Workshop on Undergraduate Science Research Education
Yale University,
New Haven, Connecticut
October 18-19, 1996
Participants
The Yale workshop participants met over a one and one half day
period. The participants (see attached list) represented the
National Science Foundation; Yale University, Harvard University,
and Wesleyan University; educational support programs, such as
the North East Consortium for Undergraduate Science Education
(NECUSE) and the Howard Hughes Foundation; the Yale-New Haven
Teachers Institute, New Haven K-12 schools, the planning group
for a new high school of science magnet school in New Haven;
the City of New Haven; and Science Park, a technology incubator
in New Haven. In addition, several of the participants had attended
the NSF-sponsored workshop at Wellesley College titled, "Funding
Strategies for Scientists who Combine Research and Teaching:
Integration of Research and Education", held on 13 September
1996, and communicated some of the Wellesley group's concerns
and judgments to the members of the Yale meeting.
Objectives
The Yale workshop participants focused attention primarily on identifying
major problems affecting undergraduate science education, and
defining practical solutions which might be implemented by the
National Science Foundation.
Educational Productivity
Data on current and projected levels of funding by the NSF and
other government agencies indicate that large infusions of government
funds to support new programs in research and teaching are highly
unlikely, and in fact significant reductions are anticipated.
Thus, any proposed programs must function within fairly severe
fiscal constraints, and to be effective must be designed to do
more with less.
There was fair agreement with a thesis advanced by Yale Biology Professor Robert Wyman that the teacher/researcher has become an endangered species. This conclusion was based on the geometric increase of researchers in medical schools, research institutes, and universities, combined with the plateauing of research funding. The current situation places an inordinate emphasis on competition for grant funding and very little on teaching. Employing a business metaphor, Wyman argued that it was necessary to search for ways to increase educational productivity within the present day climate of the research imperative. One obvious way to do so is to bring the undergraduate student into the research laboratory where the student receives practical training in the context of research discovery. In this trade off, the student helps to advance the research productivity of the professor, and in return is given practical training by the professor and/or the other members of the research group, including technicians, predocs, and postdocs. This system is already in place across the country. It increases educational productivity in that the professor and other members of the team are motivated to interact with the student. Students who work closely with the professor, postdoc, grad student, etc., have the opportunity to acquire technological knowledge and develop critical thinking skills essential for independent careers in biomedical research. Its weakness is that educational emphasis is placed on technique rather than basic knowledge. There was a general conclusion that while undergraduate experience in a research laboratory can be worthwhile, it is in itself not a complete solution to undergraduate science research education.
Mentor/Peer Group Approach to Increased Educational Productivity
There are other non-traditional approaches to teaching science
within a research framework. One example is the NECUSE program
funded by the Pew Charitable Trust and directed by Professor
Richard Leahy at Harvard. In this program, students in Northeastern
colleges and universities were provided with summer scholarships
to attend research based educational programs at sister institutions.
The students seek as a group to solve research problems posed
by a mentor. An important approach in such programs is the emphasis
on problem solving within the peer group. The students themselves
are encouraged to pose solutions and to critique them as a means
to problem solving. Technique is learned, but importantly so
is process and basic understanding. The peer group educational
method may also be practiced in large lecture classes (see Chapter
8 in Revitalizing Undergraduate Science by Sheila Tobias ISBN
0-9633504-1-2). Such programs are highly attractive as confidence
building mechanisms for minority students, recruiting devices
for the sciences, and as a means to teach basic scientific principles,
but unfortunately they do not cheaply increase educational productivity.
A Yale intramural program, termed STARS, using many of the same techniques as NECUSE, but directed toward minority students and women during the freshman year has been exceptionally successful. A primary aim of this program is to develop student self confidence with respect to their ability to handle scientific subject matter. Programs of this sort also serve to reduce the exodus of science students to non-science majors during the freshman and sophomore years. The STARS program was implemented by the faculty mentor/researchers in the Departments of Biology (Associate Research Scientists Kenneth Nelson and Joseph Wolenski) and Chemistry (Associate Research Scientist Iona Black), and will be extended to the physical sciences and engineering in the coming year. Selected students are invited to join a study group led by a upper class undergraduate which emphasizes problem solving as a peer group within a research format. Basics are emphasized. Following two terms of study, students are placed within a research laboratory during their first summer term where they pursue the solution of a project of interest to the host laboratory. They are mentored most usually by a postdoctoral fellow or graduate student. The students continue to meet as a peer group with their undergraduate mentor during the summer, sharing their experiences with their fellows. The program finalizes with a symposium attended by relevant faculty and mentors in which research findings are presented. It is planned that the graduates of this program will cycle back into the STARS program as mentors. This program is costly in terms of support for the faculty mentors, facilities, and supplies. However, there is an educational productivity gain in the involvement of faculty, predocs, postdocs and undergraduates in the educational process, and the possibility not yet tested fully that the graduates of the program will in turn become mentors.
A more generalized science research mentorship program was described by Yale Biology Professor Mark Mooseker which combines elements of a research apprenticeship together with a peer group based research education. The key to this approach now practiced at Yale over the past five years is the mentor/researcher. Drs. Ken Nelson and Joe Wolenski serve in this capacity as well as contributing to the STARS program. The mentor/researcher is a faculty member whose primary responsibility is to enhance educational productivity both qualitatively and quantitatively. This is accomplished by designing and teaching laboratory courses which stress problem solving employing the peer group approach. The courses are intense, have a short duration of half a semester, cover broad areas such as nucleic acids and proteins both from a chemical and genetic point of view, stress process and technique by introducing a real research project from a lab of a senior faculty member such as the cloning of a gene or the isolation of a protein, and by the selection of research topics bring faculty members as a whole into contact with the students. The mentor/researcher is also in charge of state of the art teaching facilities and shared instrument facilities. These facilities are used interchangeably for research and teaching and again serve to optimize student interaction with the faculty. The mentor/researcher; is encouraged to participate in research either by securing their own individual research grant support or as a co-PI with another faculty member. A principal objective is that the mentor/researcher serves as a catalyst to enhance the educational productivity of the entire faculty and student body.
Variations on this theme, in which problem solving is emphasized over laboratory techniques, are incorporated into life science education programs across the country, including those of this discussion group. The incorporation of project-oriented teaching labs, where the results are not known ahead of time, provides a level of student interest and excitement not found in more traditional technique-oriented exercises. Yet, the project labs do incorporate standard techniques (e.g. in molecular biology). thereby laying a solid framework of knowledge.
Extending Educational Productivity to K-12 Schools
Yale as an urban university has had a continuing interaction with
the New Haven and regional K-12 public and private schools. Today
those interactions are increasing and becoming more formalized.
A number of institutions enhance and support these relationships.
One is the Yale-New Haven Teachers Institute which has a 20 year
history of bringing K-12 teachers and Yale faculty together.
Basically, as described by its director, Yale Professor James
Vivian, the institute arranges seminars in a range of topics
for K-12 teachers. An average of 60 teachers participate per
year. The seminars run from March through July for a total 22
one hour meetings and 80 hours of research and writing. Yale
faculty serve as mentors and practice a peer group approach to
instruction. Recent topics have been "Multiculturalism and
the Law" ; "Genetics in the Twentieth Century";
and "Cosmology and Astronomy". We believe this program
can be expanded to laboratory research training under the leadership
of Yale mentor/researchers during the summer term using the Yale
laboratory research facilities. This has been done previously
on a limited and informal basis with promising results.
New Haven is currently constructing a science high school adjacent to the Yale University School of Medicine and a developing Bio-medical Technology Incubator. The University is deeply involved in this development as described by Professor Gerald Collins and Mrs. Claudia Mersonk who serve as liaison between Yale and the new school. Plans include teacher/student exchange, access to University laboratories facilities, library services, and communication networks. Yale based mentor/research faculty can play an important role in facilitating these developments and have already contributed their expertise in laboratory planning for the new facility.
Connections to Biotechnology
The State of Connecticut, the City of New Haven, and Yale University
are partners in Science Park Corporation, Inc., a technology
incubator, located in New Haven adjacent to the Faculty of Arts
and Sciences and the School of Medicine. Mr. David Driver, its
director described the corporation and its relationships to the
University. There are 80 companies and 1,000 employees in the
Park. The University is a major factor in the attractiveness
of the Park as a location for start up companies. Mr. Driver
saw mentor/researchers within the University as a potential resource
for biotech development. Mentor/researchers can serve to educate
and train Science Park personnel as well as make University research
facilities and equipment centers available to the companies.
This is already happening to a limited extent.
Science and the Community
Increasingly, we see the University as a centerpiece for community
development. The University can enhance K-12 education and economic
development. The benefits are mutually rewarding in terms of
improving the social and economic quality of the city and its
surrounding communities. We see the mentor/researcher potentially
as a significant contributor to the health and vitality of the
urban community. We believe the intervention of the mentor/research
may be instrumental in stemming the high rate of student fallout
in the high school years.
A Simple but Important Consideration
We generally found the educational productivity paradigm to be
a useful way to think about enhancements to science education.
We believe more thought and analysis should devoted to what constitutes
educational productivity, and how it can be used to measure and
reward productive teaching practices.
A Rule for Making Awards to Enhance Education
Awards intended to
enhance undergraduate research education should be based primarily
on objective criteria related to educational productivity and not
solely on research excellence. Research quality and productivity
should be deemed as necessary, but not sufficient as criteria for
awards.
Recommendations to Enrich Science Education in Research Settings
Our discussions make clear that there is a spectrum of educational
models with different degrees of involvement of research. Recognizing
the important contribution of teacher/scholars to science education
and research, NSF has the opportunity to institute new and to
enhance existing programs to actively encourage the synergy between
research and education. Some suggestions follow:
1. Recommendations for a Mentor/Researcher Program
There was generally enthusiastic support for a recommendation that
the NSF consider developing a mentor/researcher program having
the following features.
- It will be the responsibility of the mentor/researcher to enhance educational productivity in a number of catalytic ways. These will include the innovation of laboratory and lecture courses that employ the peer group method, and that these courses be designed to bring faculty, postdocs, predocs, and undergraduates into the educational process. Moreover, wherever possible these teaching activities would be extended to the community with respect to K-12 science teacher training and to personnel in the biotech industry.
- Funding of mentor/researchers should be on a partnership basis with Universities. Funding should be limited to 50% of salary with no indirect. It was recommended that five year awards be capped at $50,000 per year.
- Criteria for funding would be based on demonstrated potential or realization of enhancement of educational productivity. Preference would be given to candidates who have active research programs either as PIs or Co-PIs. Management of shared research facilities would also be considered as a plus.
- Candidature would require appointment to a University or College faculty, irrespective of rank or ladder/non-ladder status.
- The Biological Sciences Directorate should consider establishment of a five year experimental trial with the support of 30 mentor/researchers at a broad spectrum of colleges and universities. The cost of such a program would be approximately $10,000,000, but could be shared with other Directorates, particularly Education. Foundations and the private sector could also be approached for support.
2. Recommendation to Include an Optional Brief Statement of Educational
Impact in Research Grant Applications
This statement would encourage and catalyze consideration of how
research programs can impact and improve science education. The
statement should be optional since some research settings (e.g.
research institutes) are sometimes not linked to educational objectives.
However, most settings relate directly to education, and by offering
this component of a research proposal, NSF would implicitly indicate
that value is placed in the longer-term educational impact as well
as the immediate research impact of projects.
3. Recommendation to Extend the NSF Faculty Early Career Awards
Program to Include Innovative Mid-Career Teacher/Scholars
The generation of creative ways to integrate teaching and research
often comes with teaching experience, especially after a P.I.'s
research program is well established. We recommend that NSF consider
tapping into and encouraging such education creativity by including
mid-career faculty in the Career Awards Program. In keeping with
the current program, excellence should be required in both research
and teaching, and different grant evaluation modes for assessing
educational initiatives should be explored.
Participants (* will not attend)
David Beveridge, Wesleyan University*
Iona Black, Yale University
Mary Clutter, National Science Foundation*
J. G. Collins, Yale School of Medicine
David Driver, Science Park
James Donady, Wesleyan University
Cornelia Evans, Yale University
Joan Girgus, Princeton University*
Sue Ellen Gruber, Mount Holyoke College*
Judith Hackman, Yale University*
Adrian Hayday, Yale University*
Pierre Hohenberg, Yale University
Anthony Infante, Wesleyan University*
Shafali Lal, Yale School of Medicine
Richard Leahy, Harvard University*
Paul Martin, Harvard University*
Claudia Merson, Science Magnet School
Mark Mooseker, Yale University
Kenneth Nelson, Yale University
Michael Teitelbaum, Alfred P. Sloan Foundation*
Bruce Umminger, National Science Foundation
James Vivian, Yale-New Haven Teachers Institute
Michael Weir, Wesleyan University
Joseph Wolenski, Yale University
Robert Wyman, Yale University
Rhoda Zahler, City of New Haven
Addresses of Participants
David Beveridge, Wesleyan University
(860) 685-3110
Hall-Atwater Lab, Room 37
237 Church St
Middletown, CT 06459
dbeveridge@wesleyan.edu
Iona Black, Yale University
Lecturer, Dept. of Chemistry
SCL 108
432-3316
iona.black@yale.edu
Mary Clutter, National Science Foundation
Assistant Director
(703) 306-1400
National Science Foundation
Biological Sciences Directorate
4201 Wilson Blvd., Room 605
Arlington, VA 22230
Fax: (703) 306-0343
mclutter@nsf.gov
J. G. Collins, Yale School of Medicine
Professor, Dept. of Anesthesiology
3 TMP
785-2800
j.collins@yale.edu
James Donady, Wesleyan University
Dean of Undergraduate Education
David Driver, Science Park
President and CEO
786-5001
5 Science Park
New Haven, CT 06511
Fax: 786-5050
102375.33@compuserve.com
Cornelia Evans, Yale University
Corporate and Foundation Relations
432-5480
Fax: 432-0386
cornelia.evans@QuickMail.Yale.edu
Joan Girgus, Princeton University
Professor, Chair, Dept. of Psychology
(609) 258-5345
Green Hall 1-F-5
Princeton University
Princeton, NJ 08544-1010
fax: (609) 258-0213
girgus@ariel.princeton.edu
Sue Ellen Gruber, Mount Holyoke College
Dept. of Biology
(413) 538-2065
fax: (413) 538-2548
segruber@mtholyoke.edu
Judith Hackman, Yale University
Office of Development and Alumni Affairs
Director-Corporate and Foundation Relations;
Assistant to the Provost
432-5490
judith.hackman@yale.edu
Adrian Hayday, Yale University
Associate Professor, Dept. of Biology
616 KBT
432-3482
adrian.hayday@yale.edu
Pierre Hohenberg, Yale University
Deputy Provost for Science and Technology
432-3259
pierre.hohenberg@yale.edu
Anthony Infante, Wesleyan University
(860) 685-2424
Hall-Atwater Lab, Room 225
237 Church St.
Middletown, CT 06459
Shafali Lal, Yale School of Medicine
Director, Office of Multicultural Affairs
785-7545
367 Cedar St., Suite 109-A
PO Box 208036
New Haven, CT 06520-8036
fax: 737-5507
shafali.lal@yale.edu
Richard Leahy, Harvard University
Associate Dean
(617) 495-5511
Science Center
Harvard University
Cambridge, MA 02138
Fax: (617) 495-5304
leahy@fas.harvard.edu
Paul Martin, Harvard University
Dean, Division of Engineering and applied Sciences
(617) 495-5829
Pierce Hall 217
Harvard University
Cambridge, MA 02138
fax: (617) 495-9837
martin@deas.harvard.edu
Claudia Merson
Coordinator, Career High School Partnership
I-100 SHM, Yale
737-5503
claudia.merson@yale.edu
Mark Mooseker, Yale University
Professor, Dept. of Biology
352 KBT
432-3468
mark.mooseker@yale.edu
Kenneth Nelson, Yale University
Associate Research Scientist and Lecturer, Dept. of Biology
122 OML
432-5013
kenneth.nelson@yale.edu
Frank Ruddle, Yale University
Professor, Department of Biology
1010 KBT
(203) 432-3520
Fax: 432-5690
frank.ruddle@yale.edu
Michael Teitelbaum, Alfred P. Sloan Foundation
Program Officer
(212) 649-1649
Alfred P. Sloan Foundation
630 5th Ave, Suite 2550
New York, NY 10111
Fax: (212) 757-5117
teitelbaum@sloan.org
Bruce Umminger, National Science Foundation
(703) 306-1420
National Science Foundation
Division of Integrative Biology and Neuroscience
4201 Wilson Blvd., Room 685
Arlington, VA 22230
fax: (703) 306-0349
bumminge@nsf.gov
James Vivian, Yale-New Haven Teachers Institute
Director
53 Wall St.
432-1080
james.vivian@yale.edu
Joseph Wolenski, Yale University
Associate research scientist and lecturer, Dept. of Biology
342 KBT
432-3469
joseph.wolenski@yale.edu
Michael Weir, Wesleyan University
Robert Wyman, Yale University
Professor, Dept. of Biology
610 KBT
432-3475
robert. wyman@yale.edu
Rhoda Zahler, City of New Haven
Director of special projects, Office of Business Development
946-7059
fax: 946-7808
Back to BIOAC Workshop Reports main page